$40,000,000
Convertible Senior Notes
Sole Bookrunning Manager
August 2019
$73,500,000
Acquisition of
Weeden & Co., L.P.
August 2019
$800,000,000
Convertible Senior Notes
Co-Manager
August 2019
Sale to NAVEX Global
August 2019
$655,216,848
Initial Public Offering
Co-Manager
July 2019
$77,400,000
Follow-On Offering
Co-Manager
July 2019
$20,000,000
PIPE
Joint Lead Placement Agent
July 2019
$175,950,000
Initial Public Offering
Joint Bookrunning Manager
July 2019
$71,081,500
Follow-On Offering
Joint Bookrunning Manager
July 2019
$79,589,200
Follow-On Offering
Co-Manager
July 2019
Rendered Fairness Opinion
in the Merger of
Sandler O'Neill + Partners
July 2019
Majority Equity Investment by
Beeken Petty O'Keefe & Co.
July 2019
$25,000,000
Follow-On Offering
Joint Bookrunning Manager
June 2019
$40,250,000
Follow-On Offering
Joint Bookrunning Manager
June 2019
$317,689,800
Follow-On Offering
Co-Manager
June 2019
$69,600,000
Initial Public Offering
Co-Manager
June 2019
$36,110,592
Follow-On Offering
Co-Manager
June 2019
$127,105,251
Initial Public Offering
Co-Manager
June 2019